CAILBA Compliance Meeting & Luncheon – Committee Members Only
Special Guest – Robert Prior, Sr. Manager, FSRA Market Conduct
FSRA’s New Online Reporting for Agent Suitability.
Robert’s legal and compliance experience began in the casino industry in 1996 as an investigator and supervisor with the Ontario Lottery and Gaming Corporation under the auspices of the Alcohol and Gaming Commission of Ontario and the Ontario Provincial Police Casino Enforcement Unit.
In 2005 he became a member of the Law Society of Upper Canada, and the founding partner of a litigation firm supporting the banking, credit, debt collection, and judgment enforcement sectors. His reputation within the London legal community parlayed into adjunct professor positions with both Fanshawe College and Westervelt College.
Robert sold his practice in 2016 and joined London Life Corporate Compliance as an Investigations Manager in the Market Conduct Investigations Unit, which included Canada Life, Great-West Life, and Quadrus Investments.
Robert was recruited to FSRA as a Senior Manager in October of 2020 to establish the new Market Conduct, Life and Health Insurance Agent Unit.