CAILBA MGA COMPLIANCE TOOLBOX Table of ContentsView TutorialBy entering the Member’s area, you are agreeing with ourTerms of Service.
Effective June 1 2021: ANTI-MONEY LAUNDERING AND ANTI-TERRORIST FINANCING OBLIGATIONS -EN
Effective June 1 2021ANTI-MONEY LAUNDERING AND ANTI-TERRORIST FINANCING OBLIGATIONS Effective June 1, 2021, the Regulations under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act were amended to clarify that when a life insurance broker is acting in the capacity of a Managing General Agent, it is not a reporting entity for the purposes of the Act, and is …
CRA’s Enhanced Financial Account Information Reporting (for both FATCA and CRS)
CRA’s Enhanced Financial Account Information Reporting (for both FATCA and CRS) This has been prepared to help clients and advisors of Canadian financial institutions understand Enhanced Financial Account Information Reporting. It should not be construed as tax, legal or financial advice. For Insurance Advisors Enhanced Financial Account Information Reporting to CRA on Insurance and Annuity ContractsJune 5, 2017[PDF] …
Important Notice to All Insurance Agencies: Corporate Errors and Ommisions Insurance – EN
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Summary of Anti-Spam Regulation – EN
Summary of 2014 Anti-Spam Regulation Our summary below is not all-inclusive. Given how new and untested this regulation is, expected to see guidance and industry compliance responses develop over time. Effective July 1, 2014, all commercial electronic messages (CEMs) that you or an Advisor send out (by email, text, some voice messages, for example) that are not exempt must …
Manitoba Insurance Council: Guidance notes on sale of variable products – EN
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Compliance Guidance for Quebec Managing General Agencies MGAs – EN
CAILBA Compliance Guidance for Quebec Managing General Agencies (MGAs) This guidance covers the unique requirements for MGAs doing business in Quebec under the Act respecting the Distribution of Financial Products and Services and its regulations (the “Act”) and other requirements imposed by the AMF. It is to be read and used in conjunction with the CAILBA Compliance Toolbox, which covers …
AML-ATF Guidance Document – EN
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